Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SCA DEVELOPMENT, INC. | 35451 | Denton Surgery Center, LLC | 1603417 | 11/12/2014 | D | $999,000 | $999,000 |
| BANNOCKBURN PARTNERS, LLC | 109761 | SP Ventures Fund LLC | 1723120 | 03/15/2018 | D/A | $100,000,000 | $998,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund LLC | 1723120 | 03/15/2018 | D/A | $100,000,000 | $998,000 |
| RK EQUITY CAPITAL MARKETS LLC | 148084 | GEOLOGIX EXPLORATIONS INC | 1282888 | 08/16/2012 | D | $997,813 | $997,813 |
| JOSEPH ARTHUR ONDRIS | 1782322 | GMI-Portland 121, LP | 1712785 | 07/24/2017 | D | $7,332,966 | $997,650 |
| RICHARD GOODWIN | 2332035 | GMI-Portland 121, LP | 1712785 | 07/24/2017 | D | $7,332,966 | $997,650 |
| GERALD MARVIN HAST | 2873081 | GMI-Portland 121, LP | 1712785 | 07/24/2017 | D | $7,332,966 | $997,650 |
| JENNIFER DIANE LANDER | 6321163 | GMI-Portland 121, LP | 1712785 | 07/24/2017 | D | $7,332,966 | $997,650 |
| TODD WALTER GOTTEL | 6413779 | GMI-Portland 121, LP | 1712785 | 07/24/2017 | D | $7,332,966 | $997,650 |
| TITAN SECURITIES | 131392 | GMI-Portland 121, LP | 1712785 | 07/24/2017 | D | $7,332,966 | $997,650 |