Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | Wedbush Hedged Dividend Fund, L.P. | 1508355 | 10/14/2014 | D/A | Indefinite | $13,483,147 |
| WEDBUSH SECURITIES INC. | 877 | Convercent, Inc. | 1567975 | 06/15/2016 | D | $11,000,000 | $10,979,999 |
| WEDBUSH SECURITIES INC. | 877 | Eyevensys S.A.S. | 1884944 | 09/29/2021 | D | $46,500,300 | $10,000,000 |
| WEDBUSH SECURITIES INC. | 877 | TELECOMMUNICATION SYSTEMS INC /FA/ | 1111665 | 06/02/2009 | D | $10,000,000 | $9,000,000 |
| WEDBUSH SECURITIES INC. | 877 | SEVIER COUNTY BANCSHARES, INC. | 737563 | 06/15/2015 | D | $7,500,000 | $7,500,000 |
| WEDBUSH SECURITIES INC. | 877 | Atrinsic, Inc. | 1022899 | 06/15/2011 | D | $5,285,000 | $5,285,000 |
| WEDBUSH SECURITIES INC. | 877 | Coeur d'Alene Bancorp, Inc. | 1496955 | 05/15/2019 | D/A | $5,000,000 | $4,999,995 |
| WEDBUSH SECURITIES INC. | 877 | Wedbush Hedged Dividend Fund, L.P. | 1508355 | 12/10/2012 | D/A | Indefinite | $4,982,536 |
| WEDBUSH SECURITIES INC. | 877 | PRIME PACIFIC FINANCIAL SERVICES INC | 1268096 | 10/10/2014 | D | $5,000,000 | $4,624,400 |
| WEDBUSH SECURITIES INC. | 877 | PTC THERAPEUTICS, INC. | 1070081 | 05/15/2013 | D | $4,500,000 | $4,500,000 |