Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | Atrinsic, Inc. | 1022899 | 06/15/2011 | D | $5,285,000 | $5,285,000 |
| WEDBUSH SECURITIES INC. | 877 | PRIME PACIFIC FINANCIAL SERVICES INC | 1268096 | 10/10/2014 | D | $5,000,000 | $4,624,400 |
| WEDBUSH SECURITIES INC. | 877 | PTC THERAPEUTICS, INC. | 1070081 | 05/15/2013 | D | $4,500,000 | $4,500,000 |
| WEDBUSH SECURITIES INC. | 877 | Silver Bullion Trust | 1469307 | 08/03/2009 | D | $5,491,804 | $2,745,902 |
| WEDBUSH SECURITIES INC. | 877 | Corvus Gold Inc. | 1507964 | 11/14/2012 | D | $2,517,466 | $2,517,466 |
| WEDBUSH SECURITIES INC. | 877 | Wedbush Market Neutral, L.P. | 1631636 | 01/23/2015 | D | Indefinite | $2,000,000 |
| WEDBUSH SECURITIES INC. | 877 | DIGITAL DISRUPTION FUND, L.P. | 1622844 | 10/28/2014 | D | Indefinite | $0 |