Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | Door to Door Organics, Inc. | 1557237 | 11/10/2014 | D | $25,673,541 | $25,673,541 |
| WEDBUSH SECURITIES INC. | 877 | WORLD HEART CORP | 1024520 | 10/26/2010 | D | $25,300,002 | $25,300,002 |
| WEDBUSH SECURITIES INC. | 877 | Valeritas Holdings Inc. | 1619250 | 05/18/2016 | D | $50,000,000 | $25,195,000 |
| WEDBUSH SECURITIES INC. | 877 | NORTHWEST BANCORPORATION INC | 893467 | 09/10/2015 | D | $20,000,000 | $20,000,000 |
| WEDBUSH SECURITIES INC. | 877 | First Carolina Financial Services, Inc. | 1531193 | 10/05/2020 | D | $34,500,000 | $16,691,000 |
| WEDBUSH SECURITIES INC. | 877 | Wedbush Hedged Dividend Fund, L.P. | 1508355 | 02/24/2017 | D | Indefinite | $13,917,000 |
| WEDBUSH SECURITIES INC. | 877 | Convercent, Inc. | 1567975 | 06/15/2016 | D | $11,000,000 | $10,979,999 |
| WEDBUSH SECURITIES INC. | 877 | Eyevensys S.A.S. | 1884944 | 09/29/2021 | D | $46,500,300 | $10,000,000 |
| WEDBUSH SECURITIES INC. | 877 | TELECOMMUNICATION SYSTEMS INC /FA/ | 1111665 | 06/02/2009 | D | $10,000,000 | $9,000,000 |
| WEDBUSH SECURITIES INC. | 877 | SEVIER COUNTY BANCSHARES, INC. | 737563 | 06/15/2015 | D | $7,500,000 | $7,500,000 |