Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 12/20/2021 | D/A | Indefinite | $39,184,579 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 12/18/2020 | D/A | Indefinite | $37,404,124 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 12/19/2019 | D/A | Indefinite | $35,793,931 |
| WEDBUSH SECURITIES INC. | 877 | OvaScience, Inc. | 1544227 | 03/28/2013 | D | $34,999,920 | $34,999,920 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 12/19/2018 | D/A | Indefinite | $34,280,577 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 12/19/2017 | D/A | Indefinite | $34,080,577 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 11/23/2016 | D/A | Indefinite | $31,642,639 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 12/19/2016 | D/A | Indefinite | $31,642,639 |
| WEDBUSH SECURITIES INC. | 877 | Liquid Environmental Solutions Corp | 1290975 | 07/02/2014 | D/A | $31,599,991 | $31,599,991 |
| WEDBUSH SECURITIES INC. | 877 | Liquid Environmental Solutions Corp | 1290975 | 07/02/2014 | D | $31,599,991 | $31,599,991 |