Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Link Resources Inc. | 1443242 | 01/28/2010 | D | $12,000,000 | $12,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | LiveWell Canada Inc. | 1764649 | 03/28/2019 | D | $12,000,000 | $12,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | ShiftPixy, Inc. | 1675634 | 05/28/2021 | D | $11,999,998 | $11,999,998 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | SG BLOCKS, INC. | 1023994 | 11/03/2021 | D | $11,547,812 | $11,547,812 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Advaxis, Inc. | 1100397 | 04/28/2021 | D | $11,093,521 | $11,093,521 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Muscle Maker, Inc. | 1701756 | 04/23/2021 | D | $10,000,002 | $10,000,002 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | SINGING MACHINE CO INC | 923601 | 08/19/2021 | D | $10,000,000 | $10,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | OPGEN INC | 1293818 | 12/04/2020 | D | $10,000,000 | $9,974,027 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Khiron Life Sciences Corp. | 1873100 | 07/20/2021 | D | $26,366,078 | $9,887,279 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |