Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

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Displaying 51-60 out of 152 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Xtant Medical Holdings, Inc.	1453593	02/26/2021	D	$36,250,002	$20,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Hepion Pharmaceuticals, Inc.	1583771	11/15/2022	D	$20,000,000	$20,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	06/09/2023	D/A	$500,000,000	$18,781,091
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	06/20/2023	D/A	$500,000,000	$18,781,091
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	04/26/2023	D/A	$500,000,000	$17,441,091
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Minerva-Rockdale E&P IV LLC	1567542	03/19/2013	D	$17,365,000	$17,365,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	American Manganese Inc.	1739434	10/15/2021	D/A	$15,894,000	$15,894,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	American Manganese Inc.	1739434	10/15/2021	D	$15,894,000	$15,894,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	RING ENERGY, INC.	1384195	06/25/2013	D	$19,342,342	$15,220,818
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	DIGITAL ALLY INC	1342958	10/25/2022	D	$15,000,000	$15,000,000