Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

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Displaying 111-120 out of 152 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	AgEagle Aerial Systems Inc.	8504	06/20/2023	D	$4,180,000	$4,180,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Spectra7 Microsystems Inc.	1580220	03/22/2023	D	$8,733,987	$4,006,416
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	xG TECHNOLOGY, INC.	1565228	06/07/2018	D	$4,000,000	$4,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	ENGLOBAL CORP	933738	02/09/2023	D	$3,772,450	$3,772,450
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	ATHERSYS, INC / NEW	1368148	05/01/2023	D	$3,537,600	$3,537,600
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Corvus Gold Inc.	1507964	12/05/2013	D	$3,527,069	$3,527,069
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	LIXTE BIOTECHNOLOGY HOLDINGS, INC.	1335105	08/01/2023	D	$3,500,000	$3,500,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Transportation & Logistics Systems, Inc.	1463208	10/01/2019	D	Indefinite	$3,390,354
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Alexander Capital Ventures LLC	1682558	10/06/2022	D	$3,364,000	$3,364,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	A.G.P. Alternative Investment Fund II LLC - Series 1	1883613	10/12/2021	D	Indefinite	$3,362,200