| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Orbite Aluminae Inc. | 1526966 | 12/18/2012 | D | $5,048,975 | $5,048,975 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Verb Technology Company, Inc. | 1566610 | 09/06/2019 | D | $11,130,905 | $5,030,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | mCloud Technologies Corp. | 1756499 | 04/29/2021 | D | $11,851,785 | $5,028,030 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | REMARK HOLDINGS, INC. | 1368365 | 10/05/2021 | D | $5,000,002 | $5,000,002 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | EuroPac Energy IV LLC | 1559773 | 11/08/2012 | D | $6,500,000 | $5,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | VIQ Solutions Inc. | 1777765 | 07/26/2022 | D | $4,795,000 | $4,795,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Advaxis, Inc. | 1100397 | 02/11/2022 | D | $4,750,000 | $4,750,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | UpHealth, Inc. | 1770141 | 03/16/2023 | D | $4,500,000 | $4,500,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Nano Dimension Ltd. | 1643303 | 09/16/2019 | D | $7,000,026 | $4,276,227 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | A.G.P. Alternative Investment Fund LLC Series 2 | 1866943 | 06/11/2021 | D | $50,000,000 | $4,214,493 |
