| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Acorns Grow Inc | 1577315 | 03/13/2014 | D | $6,185,000 | $6,160,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | YNVISIBLE INTERACTIVE INC. | 1427728 | 05/26/2021 | D | $13,579,565 | $6,046,375 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | A.G.P. Alternative Investment Fund III LLC - Series 3 | 1972608 | 06/07/2023 | D | $50,000,000 | $6,007,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | AMERI Holdings, Inc. | 890821 | 08/02/2018 | D | $6,000,000 | $6,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | RITTER PHARMACEUTICALS INC | 1460702 | 11/09/2018 | D | $6,000,000 | $6,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | INTERNATIONAL ISOTOPES INC | 1038277 | 11/12/2010 | D | $5,815,000 | $5,815,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | LATIN AMERICA VENTURES, INC. | 1427714 | 06/02/2010 | D | Indefinite | $5,809,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | A.G.P. Alternative Investment Fund LLC Series 3 | 1876628 | 08/04/2021 | D | $50,000,000 | $5,529,085 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | EnerJex Resources, Inc. | 8504 | 03/18/2015 | D | $5,393,047 | $5,393,047 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | HARVEST HEALTH & RECREATION INC. | 1760439 | 02/28/2020 | D | $19,745,926 | $5,149,435 |
