| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | RITTER PHARMACEUTICALS INC | 1460702 | 11/09/2018 | D | $6,000,000 | $6,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | INTERNATIONAL ISOTOPES INC | 1038277 | 11/12/2010 | D | $5,815,000 | $5,815,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | LATIN AMERICA VENTURES, INC. | 1427714 | 06/02/2010 | D | Indefinite | $5,809,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | A.G.P. Alternative Investment Fund LLC Series 3 | 1876628 | 08/04/2021 | D | $50,000,000 | $5,529,085 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | EnerJex Resources, Inc. | 8504 | 03/18/2015 | D | $5,393,047 | $5,393,047 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | HARVEST HEALTH & RECREATION INC. | 1760439 | 02/28/2020 | D | $19,745,926 | $5,149,435 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Orbite Aluminae Inc. | 1526966 | 12/18/2012 | D | $5,048,975 | $5,048,975 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Verb Technology Company, Inc. | 1566610 | 09/06/2019 | D | $11,130,905 | $5,030,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | mCloud Technologies Corp. | 1756499 | 04/29/2021 | D | $11,851,785 | $5,028,030 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | REMARK HOLDINGS, INC. | 1368365 | 10/05/2021 | D | $5,000,002 | $5,000,002 |
