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Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 102 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS8361EuroPac Energy LLC148274002/04/2010D$25,000,000$22,887,500
A.G.P. / ALLIANCE GLOBAL PARTNERS8361OLYMPUS PACIFIC MINERALS INC116409908/31/2010D$21,960,000$21,910,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361HYDROFARM HOLDINGS GROUP, INC.169529509/11/2018D$50,000,000$20,809,465
A.G.P. / ALLIANCE GLOBAL PARTNERS8361Xtant Medical Holdings, Inc.145359302/26/2021D$36,250,002$20,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361Hepion Pharmaceuticals, Inc.158377111/15/2022D$20,000,000$20,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361Minerva-Rockdale E&P IV LLC156754203/19/2013D$17,365,000$17,365,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361American Manganese Inc.173943410/15/2021D$15,894,000$15,894,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361RING ENERGY, INC.138419506/25/2013D$19,342,342$15,220,818
A.G.P. / ALLIANCE GLOBAL PARTNERS8361DIGITAL ALLY INC134295810/25/2022D$15,000,000$15,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361U.S. China Mining Group, Inc.114576101/19/2011D$15,000,000$15,000,000

102 Results

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