Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

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Displaying 91-100 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	ENDEAVOUR SILVER CORP	1277866	11/06/2009	D	$3,074,141	$1,921,338
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MFour Mobile Research Inc.	1611776	06/25/2014	D	$1,716,000	$1,716,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	A.G.P. Alternative Investment Fund III LLC - Series 2	1945584	11/08/2022	D	$50,000,000	$1,370,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Odyssey Group International, Inc.	1626644	08/28/2020	D	$11,130,229	$1,130,229
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Auxly Cannabis Group Inc.	1967487	02/28/2023	D	$2,266,928	$991,781
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	CANARC RESOURCE CORP	868822	03/26/2014	D	$1,359,512	$776,903
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	HALTER GLOBAL OPPORTUNITY FUND LP	1442326	04/30/2010	D	Indefinite	$750,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	FIELDPOINT PETROLEUM CORP	316736	11/08/2016	D	$796,108	$398,054
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	CANARC RESOURCE CORP	868822	10/02/2015	D	$632,103	$379,262
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Equisolve, Inc.	1614026	07/18/2014	D	$2,000,000	$0