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Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 50 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS8361American Manganese Inc.173943410/15/2021D/A$15,894,000$15,894,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361MCI Preferred Income Fund IV, LLC177441506/12/2020D/A$500,000,000$9,110,150
A.G.P. / ALLIANCE GLOBAL PARTNERS8361AMERI Holdings, Inc.89082108/28/2018D/A$6,600,000$6,600,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361EuroPac Energy IV LLC155977312/17/2012D/A$6,500,000$6,430,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361A.G.P. Alternative Investment Fund LLC185592906/03/2021D/AIndefinite$2,695,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361BRIDGE LINE VENTURES, LLC170730906/11/2019D/A$100,000,000$2,272,588
A.G.P. / ALLIANCE GLOBAL PARTNERS8361Equisolve, Inc.161402608/12/2014D/A$2,000,000$1,061,000
A.G.P. / ALLIANCE GLOBAL PARTNERS8361Transportation & Logistics Systems, Inc.146320808/26/2021D/A$2,658,411$919,920
A.G.P. / ALLIANCE GLOBAL PARTNERS8361CANARC RESOURCE CORP86882210/30/2015D/A$664,495$379,262
A.G.P. / ALLIANCE GLOBAL PARTNERS8361CANARC RESOURCE CORP86882210/30/2015D/A$664,495$379,262

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