Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Cosmos Health Inc. | 1474167 | 12/21/2022 | D | $32,525,680 | $32,525,680 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Cosmos Health Inc. | 1474167 | 01/05/2023 | D/A | $32,525,680 | $32,525,680 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Celularity Inc | 1752828 | 05/27/2022 | D | $30,000,007 | $30,000,007 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | OPGEN INC | 1293818 | 02/24/2021 | D | $25,000,000 | $25,000,000 |