Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Advaxis, Inc. | 1100397 | 04/28/2021 | D | $11,093,521 | $11,093,521 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Muscle Maker, Inc. | 1701756 | 04/23/2021 | D | $10,000,002 | $10,000,002 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | SINGING MACHINE CO INC | 923601 | 08/19/2021 | D | $10,000,000 | $10,000,000 |