Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

Search by Recipient Name or Primary Issuer:

Displaying 11-20 out of 33 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	04/26/2023	D/A	$500,000,000	$17,441,091
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Minerva-Rockdale E&P IV LLC	1567542	03/19/2013	D	$17,365,000	$17,365,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	American Manganese Inc.	1739434	10/15/2021	D/A	$15,894,000	$15,894,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	American Manganese Inc.	1739434	10/15/2021	D	$15,894,000	$15,894,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	RING ENERGY, INC.	1384195	06/25/2013	D	$19,342,342	$15,220,818
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	DIGITAL ALLY INC	1342958	10/25/2022	D	$15,000,000	$15,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	U.S. China Mining Group, Inc.	1145761	01/19/2011	D	$15,000,000	$15,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Muscle Maker, Inc.	1701756	12/03/2021	D	$14,999,732	$14,999,732
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Akerna Corp.	1755953	06/24/2020	D	$14,960,000	$14,960,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	OLYMPUS PACIFIC MINERALS INC	1164099	05/20/2011	D	$14,600,000	$14,600,000