Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | xG TECHNOLOGY, INC. | 1565228 | 12/17/2018 | D | $3,500,000 | $2,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | ENDEAVOUR SILVER CORP | 1277866 | 11/06/2009 | D | $3,074,141 | $1,921,338 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | MFour Mobile Research Inc. | 1611776 | 06/25/2014 | D | $1,716,000 | $1,716,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | A.G.P. Alternative Investment Fund III LLC - Series 2 | 1945584 | 11/08/2022 | D | $50,000,000 | $1,370,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Odyssey Group International, Inc. | 1626644 | 08/28/2020 | D | $11,130,229 | $1,130,229 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Equisolve, Inc. | 1614026 | 08/12/2014 | D/A | $2,000,000 | $1,061,000 |