| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Corvus Gold Inc. | 1507964 | 12/05/2013 | D | $3,527,069 | $3,527,069 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | LIXTE BIOTECHNOLOGY HOLDINGS, INC. | 1335105 | 08/01/2023 | D | $3,500,000 | $3,500,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Transportation & Logistics Systems, Inc. | 1463208 | 10/01/2019 | D | Indefinite | $3,390,354 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Alexander Capital Ventures LLC | 1682558 | 10/06/2022 | D | $3,364,000 | $3,364,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | A.G.P. Alternative Investment Fund II LLC - Series 1 | 1883613 | 10/12/2021 | D | Indefinite | $3,362,200 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Aurora Spine Corp | 1598103 | 09/24/2021 | D | $6,240,070 | $3,167,826 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | INTERNATIONAL ISOTOPES INC | 1038277 | 08/07/2012 | D | $8,000,000 | $3,069,900 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Thoughtful Media Group, Inc. | 1606726 | 05/09/2014 | D | $6,000,000 | $3,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | LiveWell Canada Inc. | 1764649 | 02/27/2019 | D | $3,000,000 | $3,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Golden Minerals Co | 1011509 | 05/07/2020 | D | $3,000,000 | $3,000,000 |
