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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 951-960 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Highbridge Multi-Strategy Institutional Fund, Ltd.151792304/18/2019D/AIndefinite$439,543,374
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners II, LP149617410/28/2016D/AIndefinite$438,995,037
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/06/2015D/AIndefinite$438,288,149
UBS FINANCIAL SERVICES INC.8174Halcyon Partners LP131342403/12/2010D/AIndefinite$435,000,000
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/14/2014D/AIndefinite$434,853,767
UBS FINANCIAL SERVICES INC.8174Campbell Multi-Strategy Trust133651903/08/2013D/AIndefinite$433,569,486
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/11/2015DIndefinite$431,234,273
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345403/15/2011D/AIndefinite$431,170,501
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/15/2013D/AIndefinite$428,933,350
UBS FINANCIAL SERVICES INC.8174Alkeon Growth RJ Partners, LP150115610/23/2020D/AIndefinite$428,035,394

2,461 Results

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