Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/11/2017 | D/A | Indefinite | $445,107,123 |
| UBS FINANCIAL SERVICES INC. | 8174 | LDR Preferred Income Fund, LLC | 1466409 | 07/31/2020 | D/A | Indefinite | $444,547,816 |
| UBS FINANCIAL SERVICES INC. | 8174 | Dollar Senior Loan Offshore Fund, Ltd. | 1592923 | 03/23/2018 | D/A | Indefinite | $443,851,057 |
| UBS FINANCIAL SERVICES INC. | 8174 | ALPHAKEYS MILLENNIUM FUND III, L.L.C. | 1557747 | 04/19/2018 | D/A | Indefinite | $442,861,824 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/11/2016 | D/A | Indefinite | $442,112,513 |
| UBS FINANCIAL SERVICES INC. | 8174 | NESTOR PARTNERS | 888471 | 03/16/2015 | D/A | Indefinite | $442,027,672 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 09/14/2011 | D/A | Indefinite | $441,884,670 |
| UBS FINANCIAL SERVICES INC. | 8174 | HNW PPVUL Series Account - 1 | 1537090 | 10/24/2022 | D/A | Indefinite | $440,323,580 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 05/03/2018 | D/A | Indefinite | $439,772,896 |
| UBS FINANCIAL SERVICES INC. | 8174 | 1992 Multi-Strategy Institutional Fund, Ltd. | 1517923 | 09/18/2018 | D/A | Indefinite | $439,543,374 |