Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 931-940 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/12/2013	D/A	Indefinite	$450,426,991
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	09/13/2012	D/A	Indefinite	$449,926,991
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/12/2012	D/A	Indefinite	$449,926,991
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2016	D/A	Indefinite	$448,315,061
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/11/2018	D/A	Indefinite	$448,107,123
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/16/2018	D/A	Indefinite	$448,107,123
UBS FINANCIAL SERVICES INC.	8174	Manikay Onshore Fund, LP	1443464	07/15/2014	D/A	Indefinite	$447,242,570
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	02/24/2012	D/A	Indefinite	$446,793,863
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/23/2019	D/A	Indefinite	$445,543,240
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/20/2018	D/A	Indefinite	$445,530,682