Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 911-920 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Opportunistic Fund LP	1354018	09/04/2014	D/A	Indefinite	$471,289,009
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital International, Ltd.	1361128	08/24/2010	D/A	Indefinite	$470,880,677
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	08/04/2021	D/A	Indefinite	$469,595,403
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV, L.P.	1737866	12/02/2019	D/A	Indefinite	$469,387,219
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	03/05/2014	D/A	Indefinite	$469,122,920
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/24/2019	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/30/2020	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/26/2021	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/28/2022	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2017	D/A	Indefinite	$463,400,061