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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 901-910 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133503/05/2010D/AIndefinite$478,125,404
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/18/2017D/AIndefinite$477,969,525
UBS FINANCIAL SERVICES INC.8174Robeco-Sage Capital International, Ltd.136112803/10/2011D/AIndefinite$477,769,678
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/15/2016D/AIndefinite$477,074,354
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/12/2014D/AIndefinite$476,974,354
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund II L.P.132345412/14/2015D/AIndefinite$476,974,354
UBS FINANCIAL SERVICES INC.8174O'Connor Global Multi-Strategy Alpha LLC111831903/12/2012D/AIndefinite$474,599,966
UBS FINANCIAL SERVICES INC.8174Ivory Optimal Fund, L.P.132760502/24/2017D/AIndefinite$472,425,551
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/11/2019D/AIndefinite$472,142,213
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha WM II LLC166396402/16/2022D/AIndefinite$471,790,147

2,461 Results

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