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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 891-900 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/14/2019D/AIndefinite$487,621,711
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners II, LP149617410/26/2017D/AIndefinite$486,018,919
UBS FINANCIAL SERVICES INC.8174Candlewood Structured Credit Harvest Fund, LP155523108/14/2017D/AIndefinite$485,591,335
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, LP155523108/15/2018D/AIndefinite$485,591,335
UBS FINANCIAL SERVICES INC.8174MacKay Municipal California Opportunities Fund, L.P.164169305/04/2018D/AIndefinite$485,525,856
UBS FINANCIAL SERVICES INC.8174DOUBLE BLACK DIAMOND, L.P.105635203/14/2013D/AIndefinite$485,208,040
UBS FINANCIAL SERVICES INC.8174NESTOR PARTNERS88847103/14/2018D/AIndefinite$483,411,711
UBS FINANCIAL SERVICES INC.8174Blackstone Strategic Alliance Offshore Fund II Ltd.149230101/26/2011D/A$482,000,000$482,000,000
UBS FINANCIAL SERVICES INC.8174Candlewood Structured Credit Harvest Fund, LP155523108/15/2016D/AIndefinite$480,339,919
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/14/2020D/AIndefinite$480,156,676

2,461 Results

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