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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 851-860 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174MacKay Municipal High Income Opportunities Fund LP184020601/12/2023D/AIndefinite$524,549,042
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115710/26/2018D/AIndefinite$524,061,936
UBS FINANCIAL SERVICES INC.8174AG Energy Partners II, L.P.166848903/02/2018D/AIndefinite$524,000,000
UBS FINANCIAL SERVICES INC.8174Candlewood Special Situations Fund, L.P.141087203/21/2017D/AIndefinite$523,980,500
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Fund LP135401808/28/2020D/AIndefinite$523,171,010
UBS FINANCIAL SERVICES INC.8174DFP FUND, L.P.133481101/14/2021D/AIndefinite$521,944,726
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund III - Debt, LP165483403/14/2016D/AIndefinite$521,676,000
UBS FINANCIAL SERVICES INC.8174Robeco-Sage Capital, L.P.109578508/24/2010D/AIndefinite$520,875,734
UBS FINANCIAL SERVICES INC.8174Riverview Opportunistic Fund LP135401808/30/2019D/AIndefinite$520,506,010
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC111831903/29/2013D/AIndefinite$518,242,719

2,461 Results

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