Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 741-750 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/02/2015	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/07/2015	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/07/2016	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/05/2017	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	07/12/2017	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	07/12/2018	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	03/01/2019	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	02/28/2020	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	03/01/2021	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL LP	1178063	03/16/2015	D/A	Indefinite	$636,105,274