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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 731-740 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund LLC131824508/09/2011D/AIndefinite$650,091,317
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund Ltd133118012/02/2011D/AIndefinite$649,196,132
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund Ltd133118001/25/2012D/AIndefinite$649,196,132
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.159394708/14/2014D/AIndefinite$648,700,000
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund LLC131824502/09/2011D/AIndefinite$643,511,735
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883410/28/2016D/AIndefinite$643,009,909
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund Ltd133118012/14/2010D/AIndefinite$640,086,132
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Merger Arbitrage LLC164306203/01/2019D/AIndefinite$638,404,833
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC145908203/29/2013D/AIndefinite$638,003,361
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC145908204/02/2014D/AIndefinite$638,003,361

2,461 Results

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