Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD | 1403975 | 04/05/2017 | D/A | Indefinite | $665,436,631 |
| UBS FINANCIAL SERVICES INC. | 8174 | PEAK6 Achievement Fund LLC | 1557548 | 09/09/2013 | D/A | Indefinite | $664,989,500 |
| UBS FINANCIAL SERVICES INC. | 8174 | Exchange Place LP | 1623075 | 10/26/2016 | D/A | Indefinite | $664,746,790 |
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 09/15/2020 | D/A | Indefinite | $662,626,385 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 02/25/2013 | D/A | Indefinite | $660,630,913 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG Energy Credit Opportunities Fund IV, L.P. | 1776686 | 04/02/2021 | D/A | Indefinite | $660,060,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Strategic Commodities Fund Ltd | 1331180 | 01/28/2016 | D/A | Indefinite | $659,759,132 |
| UBS FINANCIAL SERVICES INC. | 8174 | Strategic Commodities Fund Ltd | 1331180 | 01/28/2015 | D/A | Indefinite | $658,914,132 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND LP | 901259 | 04/02/2021 | D/A | Indefinite | $657,779,097 |
| UBS FINANCIAL SERVICES INC. | 8174 | Halcyon Partners LP | 1313424 | 03/11/2011 | D | Indefinite | $657,100,000 |