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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 691-700 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/12/2014D/AIndefinite$676,008,874
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/14/2015D/AIndefinite$676,008,874
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/15/2016D/AIndefinite$676,008,874
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha Ltd140397503/01/2021D/AIndefinite$674,786,328
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/12/2013D/AIndefinite$672,087,629
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/12/2012D/AIndefinite$671,437,629
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624509/13/2012D/AIndefinite$671,414,381
UBS FINANCIAL SERVICES INC.8174Prisma Spectrum Fund Ltd146006702/24/2012D/AIndefinite$671,101,583
UBS FINANCIAL SERVICES INC.8174Pomona Capital VIII (Offshore), L.P.155856204/30/2014D/A$1,758,240,384$670,598,000
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha Ltd140397502/28/2020D/AIndefinite$670,336,631

2,461 Results

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