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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 681-690 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL LTD101442204/09/2015D/AIndefinite$687,348,513
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND INTERNATIONAL LTD101442204/16/2015D/AIndefinite$687,348,513
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND, L.L.C.151797204/24/2019D/AIndefinite$686,989,597
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha Ltd140397503/01/2023D/AIndefinite$683,709,328
UBS FINANCIAL SERVICES INC.8174NB Diversified Arbitrage Fund L.P.121624512/18/2017D/AIndefinite$677,960,559
UBS FINANCIAL SERVICES INC.8174Candlewood Structured Credit Harvest Fund, Ltd155544309/15/2017D/AIndefinite$677,315,931
UBS FINANCIAL SERVICES INC.8174Candlewood Structured Credit Harvest Fund, Ltd155544309/15/2017D/AIndefinite$677,315,931
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, Ltd155544309/19/2018D/AIndefinite$677,315,931
UBS FINANCIAL SERVICES INC.8174Strategic Commodities Fund LLC131824501/27/2017D/AIndefinite$676,427,198
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha Ltd140397503/01/2022D/AIndefinite$676,109,328

2,461 Results

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