Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 641-650 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2016	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2017	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2018	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2019	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/23/2020	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Debt, LP	1654834	07/29/2016	D/A	Indefinite	$729,509,000
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/02/2014	D/A	Indefinite	$728,635,509
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund SCSp	1741557	12/06/2019	D/A	Indefinite	$727,518,000
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Fund L.P.	1549885	08/10/2017	D/A	Indefinite	$726,565,958
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INSTITUTIONAL PARTNERS L P	1305570	03/11/2014	D/A	Indefinite	$725,339,155