Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Medalist Partners Harvest Fund, Ltd | 1555443 | 04/30/2021 | D/A | Indefinite | $804,465,177 |
| UBS FINANCIAL SERVICES INC. | 8174 | PEAK6 Achievement Fund LLC | 1557548 | 09/09/2014 | D/A | Indefinite | $804,052,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Achievement Fund LLC | 1557548 | 11/24/2014 | D/A | Indefinite | $804,052,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL LP | 1178063 | 03/18/2020 | D/A | Indefinite | $802,399,359 |
| UBS FINANCIAL SERVICES INC. | 8174 | Abbey Capital Multi Manager Fund Ltd | 1395520 | 06/27/2017 | D/A | Indefinite | $798,737,437 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 03/16/2016 | D/A | Indefinite | $797,387,159 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 03/16/2015 | D/A | Indefinite | $797,387,159 |
| UBS FINANCIAL SERVICES INC. | 8174 | LINDEN INTERNATIONAL LTD | 1459473 | 09/06/2019 | D/A | Indefinite | $796,943,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL LP | 1178063 | 03/18/2019 | D/A | Indefinite | $795,206,359 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD INSTITUTIONAL PARTNERS L P | 1305570 | 03/10/2017 | D/A | Indefinite | $793,399,728 |