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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 521-530 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND RELATIVE VALUE LTD.146081903/15/2019D/AIndefinite$937,100,580
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND RELATIVE VALUE LTD.146081910/01/2019D/AIndefinite$937,100,580
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND RELATIVE VALUE LTD.146081909/29/2020D/AIndefinite$937,100,580
UBS FINANCIAL SERVICES INC.8174SUVRETTA PARTNERS, LP155789803/21/2019D/AIndefinite$935,767,427
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.159394711/13/2014D/AIndefinite$934,744,200
UBS FINANCIAL SERVICES INC.8174PAULSON PARTNERS LP101029103/17/2017D/AIndefinite$929,602,451
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC140397204/02/2015D/AIndefinite$928,041,055
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC140397204/07/2015D/AIndefinite$928,041,055
UBS FINANCIAL SERVICES INC.8174CLEARFORK CAPITAL FUND LLC139306503/03/2016D/AIndefinite$927,681,000
UBS FINANCIAL SERVICES INC.8174PAULSON PARTNERS LP101029103/17/2016D/AIndefinite$925,801,744

2,461 Results

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