Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 481-490 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883410/26/2018D/AIndefinite$1,038,172,329
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714904/30/2020D/AIndefinite$1,034,906,752
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714904/26/2021D/AIndefinite$1,034,906,752
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.140714904/28/2022D/AIndefinite$1,034,906,752
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Fund, LP150962104/26/2019D/AIndefinite$1,034,027,255
UBS FINANCIAL SERVICES INC.8174Strategic Partners Offshore Fund VII, L.P.165374605/17/2016D/AIndefinite$1,027,950,000
UBS FINANCIAL SERVICES INC.8174Alkeon Innovation Fund II, LP182326306/10/2021D/AIndefinite$1,027,170,000
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS LP102978803/21/2023D/AIndefinite$1,023,559,664
UBS FINANCIAL SERVICES INC.8174Brevan Howard Alpha Strategies Fund Ltd175065408/31/2022D/AIndefinite$1,017,321,948
UBS FINANCIAL SERVICES INC.8174MacKay Municipal California Opportunities Fund, L.P.164169305/04/2023D/AIndefinite$1,014,821,848

2,461 Results

Display: