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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 441-450 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/17/2014D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/07/2015D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/07/2016D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/05/2017D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Fundamental Market Neutral Long/Short Ltd140397307/12/2017D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Fundamental Market Neutral Long/Short Ltd140397307/12/2018D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Fundamental Market Neutral Long/Short Ltd140397303/01/2019D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Fundamental Market Neutral Long/Short Ltd140397302/28/2020D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Fundamental Market Neutral Long/Short Ltd140397303/01/2021D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174MacKay Municipal Opportunities Allocation Fund A LP176947703/06/2023D/AIndefinite$1,159,800,953

2,461 Results

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