Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2018 | D/A | Indefinite | $1,205,067,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2017 | D/A | Indefinite | $1,205,054,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2016 | D/A | Indefinite | $1,203,259,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 09/29/2015 | D/A | Indefinite | $1,202,747,370 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners, LP | 1278834 | 10/25/2019 | D/A | Indefinite | $1,196,279,566 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth PW Partners, LP | 1501157 | 10/22/2021 | D/A | Indefinite | $1,194,516,556 |
| UBS FINANCIAL SERVICES INC. | 8174 | Axonic Credit Opportunities Overseas Fund, Ltd. | 1509622 | 06/02/2023 | D/A | Indefinite | $1,191,492,244 |
| UBS FINANCIAL SERVICES INC. | 8174 | Axonic Credit Opportunities Overseas Fund, Ltd. | 1509622 | 06/03/2022 | D/A | Indefinite | $1,190,692,244 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 02/25/2015 | D/A | Indefinite | $1,190,682,742 |
| UBS FINANCIAL SERVICES INC. | 8174 | Axonic Credit Opportunities Overseas Fund, Ltd. | 1509622 | 06/04/2021 | D/A | Indefinite | $1,188,842,244 |