Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 401-410 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, Ltd.	1461781	06/27/2019	D/A	Indefinite	$1,257,351,105
UBS FINANCIAL SERVICES INC.	8174	Bain Capital Specialty Finance, Inc.	1655050	10/17/2017	D/A	Indefinite	$1,255,119,125
UBS FINANCIAL SERVICES INC.	8174	Credit Suisse Securitized Products Fund L.P.	1549885	05/13/2016	D/A	Indefinite	$1,251,562,100
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/29/2016	D/A	Indefinite	$1,243,672,520
UBS FINANCIAL SERVICES INC.	8174	HNW PPVA Series Account - 1	1605628	05/19/2023	D/A	Indefinite	$1,241,077,938
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/26/2018	D/A	Indefinite	$1,239,472,718
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/26/2018	D/A	Indefinite	$1,239,472,718
UBS FINANCIAL SERVICES INC.	8174	LINDEN INVESTORS LP	1310972	09/06/2019	D/A	Indefinite	$1,236,744,000
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Opportunities HL Fund, LP	1700100	03/13/2020	D/A	Indefinite	$1,235,152,110
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/21/2022	D/A	Indefinite	$1,231,409,783