Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 391-400 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/25/2014	D/A	Indefinite	$1,292,845,616
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/28/2018	D/A	Indefinite	$1,290,063,664
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	08/25/2022	D/A	Indefinite	$1,288,815,397
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	03/01/2019	D/A	Indefinite	$1,288,470,687
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	05/22/2018	D/A	Indefinite	$1,282,280,687
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	05/22/2017	D/A	Indefinite	$1,269,741,452
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/05/2017	D/A	Indefinite	$1,269,241,452
UBS FINANCIAL SERVICES INC.	8174	Exchange Place LP	1623075	10/26/2018	D/A	Indefinite	$1,266,712,216
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/29/2017	D/A	Indefinite	$1,264,302,281
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/18/2015	D/A	Indefinite	$1,260,966,389