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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 341-350 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Merger Arbitrage LLC164306203/01/2022D/AIndefinite$1,541,207,524
UBS FINANCIAL SERVICES INC.8174NEW YORK LIFE INSURANCE & ANNUITY CORP72713603/11/2020D/AIndefinite$1,539,257,109
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II SCSp191560803/30/2023D/AIndefinite$1,531,045,800
UBS FINANCIAL SERVICES INC.8174Whitebox Multi-Strategy Fund, Ltd.146178106/27/2023D/AIndefinite$1,523,387,510
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund III - Debt, LP165483404/06/2017D/AIndefinite$1,522,000,000
UBS FINANCIAL SERVICES INC.8174Credit Suisse Securitized Products Intermediate Fund Ltd.154988706/10/2016D/AIndefinite$1,518,298,664
UBS FINANCIAL SERVICES INC.8174Credit Suisse Securitized Products Fund Ltd.154988806/10/2016D/AIndefinite$1,518,298,664
UBS FINANCIAL SERVICES INC.8174Belhurst Capital Fund LLC188630903/30/2022D/AIndefinite$1,515,240,209
UBS FINANCIAL SERVICES INC.8174Belhurst Capital Fund LLC188630904/27/2023D/AIndefinite$1,515,240,209
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND RELATIVE VALUE LTD.146081903/14/2014D/AIndefinite$1,509,643,718

2,461 Results

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