Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Carlyle Asia Partners IV, L.P. | 1563274 | 01/13/2014 | D/A | Indefinite | $1,577,995,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I | 1421751 | 10/02/2017 | D/A | Indefinite | $1,571,852,569 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 09/21/2022 | D/A | Indefinite | $1,566,728,344 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 09/27/2021 | D/A | Indefinite | $1,566,458,344 |
| UBS FINANCIAL SERVICES INC. | 8174 | PRISMA SPECTRUM FUND LP | 1327498 | 09/25/2020 | D/A | Indefinite | $1,561,045,677 |
| UBS FINANCIAL SERVICES INC. | 8174 | Beldore Capital Fund LLC | 1404013 | 11/05/2014 | D/A | Indefinite | $1,557,722,630 |
| UBS FINANCIAL SERVICES INC. | 8174 | Credit Suisse Securitized Products Master Fund Ltd. | 1537954 | 06/09/2017 | D/A | Indefinite | $1,551,869,985 |
| UBS FINANCIAL SERVICES INC. | 8174 | Rise Fund III, L.P. | 1926454 | 08/12/2022 | D/A | Indefinite | $1,550,000,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I | 1421751 | 10/02/2019 | D/A | Indefinite | $1,546,309,962 |
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I | 1421751 | 10/02/2018 | D/A | Indefinite | $1,545,659,962 |