Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone / GSO Secured Trust Ltd | 1494181 | 06/23/2014 | D/A | Indefinite | $1,862,212,629 |
| UBS FINANCIAL SERVICES INC. | 8174 | Solus LLC | 1229130 | 10/02/2017 | D/A | Indefinite | $1,857,438,965 |
| UBS FINANCIAL SERVICES INC. | 8174 | Solus LLC | 1229130 | 10/02/2018 | D/A | Indefinite | $1,837,800,399 |
| UBS FINANCIAL SERVICES INC. | 8174 | Solus LLC | 1229130 | 10/02/2019 | D/A | Indefinite | $1,837,800,399 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 11/29/2010 | D/A | Indefinite | $1,826,016,751 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Ascendant Fund SCSp | 1929782 | 12/30/2022 | D/A | Indefinite | $1,820,155,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z | 1257734 | 12/12/2019 | D | Indefinite | $1,817,788,087 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/13/2023 | D/A | Indefinite | $1,813,207,388 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/09/2022 | D/A | Indefinite | $1,799,736,989 |
| UBS FINANCIAL SERVICES INC. | 8174 | Rialto Real Estate Fund IV - Debt, LP | 1788190 | 01/08/2021 | D/A | Indefinite | $1,794,798,000 |