Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Blue Mountain Credit Alternatives Fund L.P. | 1547901 | 12/10/2015 | D/A | Indefinite | $1,904,329,740 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Ascendant Fund SCSp | 1929782 | 04/12/2023 | D/A | Indefinite | $1,903,155,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/29/2015 | D/A | Indefinite | $1,892,742,341 |
| UBS FINANCIAL SERVICES INC. | 8174 | Rialto Real Estate Fund IV - Debt, LP | 1788190 | 03/22/2021 | D/A | Indefinite | $1,889,014,500 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 11/13/2012 | D/A | Indefinite | $1,888,692,622 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG Credit Solutions Fund II, L.P. | 1874202 | 10/17/2022 | D/A | Indefinite | $1,887,168,102 |
| UBS FINANCIAL SERVICES INC. | 8174 | Carlyle Asia Partners IV, L.P. | 1563274 | 02/14/2014 | D/A | Indefinite | $1,885,230,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blue Mountain Credit Alternatives Fund L.P. | 1547901 | 11/30/2015 | D | Indefinite | $1,885,024,740 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 11/16/2011 | D/A | Indefinite | $1,872,839,254 |
| UBS FINANCIAL SERVICES INC. | 8174 | ATLAS ENHANCED FUND LP | 1426894 | 10/28/2019 | D/A | Indefinite | $1,871,766,951 |