Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 06/14/2016 | D/A | Indefinite | $1,961,954,256 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 06/12/2015 | D/A | Indefinite | $1,949,117,179 |
| UBS FINANCIAL SERVICES INC. | 8174 | DOUBLE BLACK DIAMOND, L.P. | 1056352 | 03/16/2016 | D/A | Indefinite | $1,940,925,134 |
| UBS FINANCIAL SERVICES INC. | 8174 | CAMPBELL FUND TRUST | 1043951 | 05/21/2015 | D/A | Indefinite | $1,940,403,905 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blue Mountain Credit Alternatives Fund L.P. | 1547901 | 01/25/2016 | D/A | Indefinite | $1,932,727,498 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Trading Ltd. | 1593406 | 03/30/2021 | D/A | Indefinite | $1,932,115,914 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 10/27/2014 | D/A | Indefinite | $1,920,432,025 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Ltd. | 1593364 | 03/24/2022 | D/A | Indefinite | $1,909,043,041 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 11/06/2013 | D/A | Indefinite | $1,907,048,650 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/13/2023 | D/A | Indefinite | $1,904,839,459 |