Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Clear Recipient

Sort by:

Displaying 2,401-2,410 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174TCV XII (iCapital), L.P.192736605/19/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII (B), L.P.191202105/25/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII, L.P.191205305/25/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174TCV XII (A), L.P.191209405/25/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174CD&R Fund XII (iCapital), L.P.193166306/09/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Owl Rock Technology Income Corp. iCapital Offshore Access Fund SPC192820206/13/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II Private Investors (Offshore) L.P.191560406/16/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II Private Investors (Onshore) L.P.191560506/16/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174SL Partners VII (iCapital), L.P.193378706/17/2022DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Apollo PE Global X (iCapital), L.P.193400406/17/2022DIndefinite$0

2,461 Results

Display: