Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, LP | 1461779 | 06/25/2021 | D/A | Indefinite | $2,247,860,659 |
| UBS FINANCIAL SERVICES INC. | 8174 | BREP Europe VI (Cayman) L.P. | 1771287 | 12/10/2019 | D/A | Indefinite | $2,237,704,296 |
| UBS FINANCIAL SERVICES INC. | 8174 | CAMPBELL FUND TRUST | 1043951 | 05/18/2017 | D/A | Indefinite | $2,233,966,159 |
| UBS FINANCIAL SERVICES INC. | 8174 | CAMPBELL FUND TRUST | 1043951 | 05/18/2016 | D/A | Indefinite | $2,192,089,380 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, LP | 1461779 | 06/26/2020 | D/A | Indefinite | $2,190,115,459 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blue Mountain Credit Alternatives Fund L.P. | 1547901 | 07/15/2016 | D/A | Indefinite | $2,182,854,511 |
| UBS FINANCIAL SERVICES INC. | 8174 | CLEARFORK CAPITAL FUND LLC | 1393065 | 03/13/2020 | D/A | Indefinite | $2,177,729,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Trading Ltd. | 1593406 | 03/29/2023 | D | Indefinite | $2,175,052,562 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone / GSO Secured Trust Ltd | 1494181 | 06/22/2015 | D/A | Indefinite | $2,161,256,015 |
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone / GSO Secured Trust Ltd | 1494181 | 06/19/2015 | D/A | Indefinite | $2,161,246,015 |