Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 2,381-2,390 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174WestCap Strategic Operator Fund (iCapital), L.P.185664008/26/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Marcy Venture Partners Culture Fund II, L.P.186742709/30/2021D$320,000,000$0
UBS FINANCIAL SERVICES INC.8174Strat Partners Offshore IX (iCapital), L.P.186979208/04/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Strat Partners IX (iCapital), L.P.187031508/04/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Insight Partners XII (iCapital), L.P.187419609/02/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174INCLUSIVE CAPITAL PARTNERS SPRING FUND II-B L.P.187482207/27/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Pretium Residential Credit Fund II B, LP187497408/18/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Cibus Fund II L.P.187632411/22/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Strategic Partners IX L.P.188262910/06/2021DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Strategic Partners Offshore IX L.P.188268310/06/2021DIndefinite$0

2,461 Results

Display: