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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,341-2,350 out of 2,461 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742411/20/2019D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearlake Capital Partners VI (iCapital), L.P.179145210/22/2019DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Insight Partners (Cayman) XI, L.P.179244911/20/2019DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Insight Partners (EU) XI, S.C.Sp179245011/20/2019DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Insight Partners XI, L.P.179249011/20/2019DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Rise Fund II (iCapital), L.P.176708802/05/2020D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742402/20/2020D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742402/20/2020D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Avenue Aviation Opportunities Fund III (iCapital), L.P.180247702/18/2020DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Rethink Impact II, LP180372702/19/2020DIndefinite$0

2,461 Results

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