Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,331-2,340 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	JANA Impact Capital Fund, L.P.	1728351	01/11/2019	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	JANA Impact Capital Offshore Fund, Ltd.	1728353	01/11/2019	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Rise Fund II (iCapital), L.P.	1767088	02/08/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Goldcrest Capital Bird-C-1 SPV, LLC	1771158	04/09/2019	D	$11,000,000	$0
UBS FINANCIAL SERVICES INC.	8174	Platinum ECP V (iCapital), L.P.	1780104	09/05/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Blackstone Real Estate Partners Europe VI (iCapital), L.P.	1781178	07/11/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV (iCapital), L.P.	1781216	07/11/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	H.I.G. WhiteHorse Principal Lending Fund (iCapital), L.P.	1785928	08/29/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	H.I.G. Middle Market & Co-Investment Fund (iCapital), L.P.	1787265	09/10/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners XI (iCapital), L.P.	1788369	09/17/2019	D	Indefinite	$0