Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,291-2,300 out of 2,461 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/26/2017	D	$97,590	$81,325
UBS FINANCIAL SERVICES INC.	8174	Cibus Enterprise Fund II L.P.	1876311	08/24/2021	D	Indefinite	$50,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/14/2016	D	$54,103	$45,086
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/24/2015	D	$38,599	$32,166
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/06/2017	D	$30,000	$25,000
UBS FINANCIAL SERVICES INC.	8174	AAA Energy Opportunities Fund LLC	1529004	09/19/2011	D	Indefinite	$1,000
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, L.L.C.	1471633	09/15/2009	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage II, L.L.C.	1476835	11/17/2009	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, Ltd.	1485624	03/15/2010	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, Ltd.	1485624	03/01/2010	D	Indefinite	$0